Job Description
16 days ago
Key Responsibilities and Duties
• Build a new wealth management platform by managing comprehensive wealth products and creating delightful user experience.
• Drive the implementation project by collaborating with cross-functional teams to ensure successful product delivery.
• Manage the fund product shelf to offer the best investment products to our target customer segments. Develop product strategy by identifying latest market trends and customer needs.
• Ensure compliance with regulatory requirements and proper governance by developing internal policies/procedures and engaging risk/compliance teams e.g. KYC, customer risk profiling, product risk rating, suitability assessments and etc.
• Responsible for regulatory reporting, ensuring accuracy and compliance with reporting requirements.
Experience and Education:
• Bachelor’s or Master’s degree in Business, Finance or related discipline.
• Minimum of 5 years of experience in product, risk and regulatory compliance management within the financial services industry.
• Strong understanding of licensing requirements and regulatory frameworks, particularly in dealing with the SFC and HKMA.
• Strong problem-solving ability; analytical and critical thinking
• Open-minded; team player; willing to challenge status quo and run extra mile
• Strong business sense; good communication and interpersonal skills
• Fluency in English, Mandarin and Cantonese.
• Build a new wealth management platform by managing comprehensive wealth products and creating delightful user experience.
• Drive the implementation project by collaborating with cross-functional teams to ensure successful product delivery.
• Manage the fund product shelf to offer the best investment products to our target customer segments. Develop product strategy by identifying latest market trends and customer needs.
• Ensure compliance with regulatory requirements and proper governance by developing internal policies/procedures and engaging risk/compliance teams e.g. KYC, customer risk profiling, product risk rating, suitability assessments and etc.
• Responsible for regulatory reporting, ensuring accuracy and compliance with reporting requirements.
Experience and Education:
• Bachelor’s or Master’s degree in Business, Finance or related discipline.
• Minimum of 5 years of experience in product, risk and regulatory compliance management within the financial services industry.
• Strong understanding of licensing requirements and regulatory frameworks, particularly in dealing with the SFC and HKMA.
• Strong problem-solving ability; analytical and critical thinking
• Open-minded; team player; willing to challenge status quo and run extra mile
• Strong business sense; good communication and interpersonal skills
• Fluency in English, Mandarin and Cantonese.
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